CHAPTER 32

Cognitive-Behavior Therapy

Jesse H. Wright, M.D., Ph.D.*

Michael E. Thase, M.D.

Aaron T. Beck, M.D.

Cognitive-behavior therapy (CBT) is a system of psychotherapy based on theories of pathological information processing in mental disorders. Treatment is directed primarily at modifying distorted or maladaptive cognitions and related behavioral dysfunction. Therapeutic interventions are usually focused and problem oriented. Although the use of specific techniques is a major feature of this approach, there can be considerable flexibility and creativity in the clinical application of CBT.

In this chapter we trace the historical origins of CBT, explain basic theories, and detail commonly used CBT techniques. The main focus is on the treatment of depression and anxiety disorders in adults; CBT procedures for eating disorders, personality disorders, psychosis, bipolar disorder, and other psychiatric conditions are briefly described. The extensive research on the effectiveness of CBT is summarized. Methods have been developed for using CBT with children and adolescents, but these applications are not discussed in this chapter. Readers who wish to learn about CBT for younger persons are referred to the excellent books on this topic, including those by Albano and Kearney (2000), March and Mulle (1998), and Reinecke et al. (2003).

Historical Background

The CBT approach to depression was first proposed by Beck in the early 1960s (Beck 1963, 1964). He had begun to study depression from a psychoanalytical perspective several years earlier but had been struck by incongruities between the "retroflexed hostility" concept of psychoanalysis and his observations that depressed individuals usually hold negatively biased constructions of themselves and their environment (Beck 1963, 1964). Subsequently, a comprehensive CBT method for depression was articulated, and the treatment model was extended to a variety of other conditions, including anxiety disorders (Beck 1967, 1976). CBT was described in a fully developed form in Cognitive Therapy of Depression (Beck et al. 1979).

CBT is linked philosophically to the concepts of the Greek Stoic philosophers and Eastern schools of thought such as Taoism and Buddhism (Beck et al. 1979). The writing of Epictetus in the Enchiridion ("Men are disturbed not by things which happen, but by the opinions about the things") captures the essence of the perspective that our ideas or thoughts are a controlling factor in our emotional lives. The existential phenomenological approach to philosophy, as exemplified in the writings of Kant, Jaspers, Frankl, and others, has also been linked to the basic concepts of CBT (Clark et al. 1999). A number of developments in the field of psychotherapy during the twentieth century contributed to the formulation of the CBT approach. The neo-Freudians, such as Adler, Horney, Alexander, and Sullivan, focused on the importance of perceptions of the self and on the salience of conscious experience. Other contributions came from the field of developmental psychology and from Kelly's theory of personal constructs (Clark et al. 1999). These writers stressed the significance of schemas (cognitive templates) in perceiving, assimilating, and acting on information from the environment. CBT also incorporates theories and treatment methods of behavior therapy (Meichenbaum 1977). Procedures such as activity scheduling, graded task assignment, exposure, and social skills training play a fundamental role in CBT (Beck et al. 1979; Wright et al. 2006).

In the half century since Beck introduced CBT concepts and methods, a very large research effort has documented the efficacy of this approach (for comprehensive reviews of the early research literature, see Dobson 1989; Gaffan et al. 1995; Robinson et al. 1990), and CBT methods have been studied for a broad range of problems, including depression, anxiety disorders, eating disorders, substance abuse, and personality disorders. Some newer developments are CBT for psychosis (Kingdon and Turkington 2005), mindfulness-based CBT (Teasdale et al. 2000), and computer-assisted CBT (Andrews et al. 2010; Wright et al. 2005).

Basic Concepts

The Cognitive Model

The cognitive model for psychotherapy is grounded on the theory that there are characteristic errors in information processing in psychiatric disorders, and that these alterations in thought processes are closely linked to emotional reactions and dysfunctional behavior patterns (Alford and Beck 1997; Beck 1976; Clark et al. 1999). For example, Beck and coworkers (Beck 1976) have proposed that people with depression are prone to cognitive distortions in three major areas—self, world/environment, and future (i.e., the "negative cognitive triad")—and that people with anxiety disorders habitually overestimate the danger or risk in situations. Cognitive distortions such as misperceptions, errors in logic, and misattributions are thought to lead to dysphoric moods and maladaptive behavior. Furthermore, a vicious cycle is perpetuated when the behavioral response confirms and amplifies negatively distorted cognitions.

Mr. S is a 45-year-old recently divorced, depressed man. After being rebuffed on his first attempt to ask a woman for a date, Mr. S had a series of dysfunctional cognitions such as, "You should have known better ...  You're a loser ... There's no use trying." His subsequent behavioral pattern was consistent with these cognitions—he made no further social contacts and became more lonely and isolated. The negative behavior led to additional maladaptive cognitions (e.g., "No one will want me ... I'll be alone the rest of my life ... What's the use of going on?").

The CBT perspective can be summarized in a working model (Figure 32-1) that expands on the well-known stimulus-response paradigm (Wright et al. 2006). Cognitive mediation is given a central role in this model. However, an interactive relationship between environmental influences, cognition, emotion, and behavior is also recognized. It should be emphasized that this working model does not presume that cognitive pathology is the cause of specific syndromes or that other factors such as genetic predisposition, biochemical alterations, or interpersonal conflicts are not involved in the etiology of psychiatric illnesses. Instead, the model is used simply as a guide for the actions of the cognitive therapist in clinical practice. It is assumed that most forms of psychopathology have complex etiologies involving cognitive, biological, social, and interpersonal influences, and that there are multiple potentially useful approaches to treatment. In addition, it is assumed that cognitive changes are accomplished through biological processes and that psycho-pharmacological treatments can alter cognitions. This position is consistent with outcome research on CBT and pharmacotherapy (Blackburn et al. 1986) and with other studies that have documented neurobiological changes associated with conditioning in animals (Kandel and Schwartz 1982) or psychotherapy in humans (Goldapple et al. 2004).

The model in Figure 32-1 posits a close relationship between cognition and emotion. The general thrust of CBT is that emotional responses are largely dependent on cognitive appraisals of the significance of environmental cues. For example, sadness is likely when a person perceives an event (or memory of an event) in a negative way (e.g., as a loss, a defeat, or a rejection), and anger is common when a person judges that there are threats to oneself or one's loved ones. The cognitive model also incorporates the effects of emotion on cognitive processing. Heightened emotion can stimulate and intensify cognitive distortions. Therapeutic procedures in CBT involve interventions at all points in the model diagrammed in Figure 32-1. However, most of the effort is directed at stimulating either cognitive or behavioral change.

Levels of Dysfunctional Cognitions

Beck and colleagues (Beck 1976; Beck et al. 1979; Dobson and Shaw 1986) have suggested that there are two major levels of dysfunctional information processing: 1) automatic thoughts and 2) basic beliefs incorporated in schemas. Automatic thoughts are the cognitions that occur rapidly while a person is in a situation (or recalling an event). These automatic thoughts usually are not subjected to rational analysis and often are based on erroneous logic. Although the individual may be only subliminally aware of these cognitions, automatic thoughts are accessible through questioning techniques used in CBT (Beck et al. 1979; Wright et al. 2006). The different types of faulty logic in automatic thinking have been termed cognitive errors (Beck et al. 1979). Descriptions of typical cognitive errors are provided in Table 32-1.

 

Figure 32-1. Basic cognitive-behavioral model.

Source. Reprinted from Wright JH, Basco MR, Thase ME: Learning Cognitive-Behavior Therapy: An Illustrated Guide (Core Competencies in Psychotherapy Series, Glen O. Gabbard, series ed.). Arlington, VA, American Psychiatric Publishing, 2006, p. 5. Copyright 2006, American Psychiatric Publishing. Used with permission.

Schemas are deeper cognitive structures that contain the basic rules for screening, filtering, and coding information from the environment (Beck et al, 1979; Clark et al. 1999). These organizing constructs are developed through early childhood experiences and subsequent formative influences. Schemas can play a highly adaptive role in allowing rapid assimilation of data and appropriate decision making. However, in psychiatric disorders there are clusters of maladaptive schemas that perpetuate dysphoric mood and ineffective or self-defeating behavior (Beck 1976; Beck and Freeman 1990). Examples of adaptive and maladaptive schemas are presented in Table 32-2.

One of the basic tenets of CBT is that maladaptive schemas often lie dormant until they are triggered by stressful life events (Beck et al. 1979; Clark et al. 1999). The newly emerged schema then influences the more superficial level of cognitive processing so that automatic thoughts are consistent with the rules of the schema. This theory applies primarily to episodic disorders such as depression. In chronic conditions (e.g., personality disturbances and eating disorders), schemas that pertain to the self may be present consistently and may be more resistant to change than in depression or anxiety disorders (Beck and Freeman 1990).

Mrs. C, a 39-year-old schoolteacher who was married for the second time, was functioning well until her husband made an unwise financial investment. When the family's economic situation changed, Mrs. C became depressed and started to have crying spells in her classroom. During the course of CBT, several important schemas were uncovered. One of these was the maladaptive belief, "You'll fail, no matter how hard you try." This schema was associated with a host of negative automatic thoughts (e.g., "I messed up again ...  We'll lose everything ...  It's not worth the effort."). Although there had been a significant financial loss, and the marriage was stressed because of the situation, the emergence of Mrs. C's underlying schema led to an overgeneralization of the significance of the problem and a perpetuation of dysfunctional automatic thoughts.

Table 32-1. Cognitive errors

Selective abstraction (sometimes termed "mental filter")

Drawing a conclusion based on only a small portion of the available data

Arbitrary inference

Coming to a conclusion without adequate supporting evidence or despite contradictory evidence

Absolutistic thinking ("all or none" thinking)

Categorizing oneself or one's personal experiences into rigid dichotomies (e.g., all good or all bad, perfect or completely flawed, success or total failure)

Magnification or minimization

Over- or undervaluing the significance of a personal attribute, a life event, or a future possibility

Personalization

Linking external occurrences to oneself (e.g., taking blame, assuming responsibility, criticizing oneself) when there is little or no basis for making these associations

Catastrophic thinking

Predicting the worst possible outcome while ignoring more likely eventualities

Source. Adapted from Wright et al. 2006.

Table 32-2. Adaptive and maladaptive schemas

Adaptive Maladaptive

No matter what happens, I can manage somehow.

If I work at something, I can master it.

I'm a survivor.

Others can trust me.

I'm lovable.

People respect me.

I can figure things out.

If I prepare in advance, I usually do better.

I like to be challenged.

There's not much that can scare me.

I must be perfect to be accepted.

If I choose to do something, I must succeed.

I'm a fake.

Without a woman [man], I'm nothing.

I'm stupid.

No matter what I do, I won't succeed.

Others can't be trusted.

I can never be comfortable around others.

If I make one mistake, I'll lose everything.

The world is too frightening for me.

Cognitive Pathology in Depression and Anxiety Disorders

The role of cognitive functioning in depression and anxiety disorders has been studied extensively. Information processing also has been examined in eating disorders, characterological problems, and other psychiatric conditions. In general, the results of this investigative effort have confirmed Beck's hypotheses (Beck 1963, 1964, 1976; Beck et al. 1979; Clark et al. 1999). A full review of this research is not attempted here. However, a synthesis of results of significant studies on depression and anxiety is provided. These findings have played an important role in both confirming and shaping the treatment procedures used in CBT. Cognitive pathology in eating disturbances, personality disorders, and psychoses is described in the section "Cognitive-Behavior Therapy Applications."

Reviews of the voluminous research on cognitive processes in depression have found strong evidence for a negative cognitive bias in this disorder (Clark et al. 1999). For example, distorted automatic thoughts and cognitive errors have been found to be much more frequent in depressed persons than in control subjects (Blackburn et al. 1986; Dobson and Shaw 1986).

Substantial evidence also has been collected to support the concept of the negative cognitive triad of self, world, and future (Clark et al. 1999), and a large group of investigations has established that one of the elements of this triad, a view of the future as hopeless, is highly associated with suicide risk. For example, Beck et al. (1985b) found that hopelessness was the strongest predictor of eventual suicide in a sample of depressed inpatients followed 10 years after discharge. CBT has been demonstrated to be an effective treatment approach for reducing hopelessness and suicide attempts (Brown et al. 2005).

Studies of information processing in anxiety disorders have provided additional confirmation for the cognitive model of psychopathology. Anxious patients have been found to have an attentional bias in responding to potentially threatening stimuli (Mathews and MacLeod 1987). Individuals with significant levels of anxiety are more likely than non-anxious persons to have a facilitated intake of information about potential threat; furthermore, those with anxiety disorders are prone to interpret environmental situations as being unrealistically dangerous or risky and to underestimate their ability to cope with these situations (Mathews and MacLeod 1987). Anxious patients also have been shown to have an enhanced recall for memories associated with threatening situations or past anxiety states (Cloitre and Liebowitz 1991) and misinterpretations of bodily stimuli (McNally and Foa 1987). Thus, dysfunctional thinking in anxiety disorders spans several phases of information processing, including attention, elaboration and inference, and retrieval from memory.

Comparisons of depressed and anxious patients have revealed differences between the two groups and common features of the disorders. Findings of studies on cognitive pathology in depression and anxiety disorders are summarized in Table 32-3.

Table 32-3. Pathological information processing in depression and anxiety disorders

Predominant in depression Predominant in anxiety disorders Common to both depression and anxiety disorders

Hopelessness

Low self-esteem

Negative view of environment

Automatic thoughts with negative themes

Misattributions

Overestimates of negative feedback

Enhanced recall of negative memories

Impaired performance on cognitive tasks requiring effort, abstract thinking

Fears of harm or danger

High sensitivity to information about potential threat

Automatic thoughts associated with danger, risk, uncontrollability, incapacity

Overestimates of risk in situations

Enhanced recall of memories for threatening situations

Demoralization

Self-absorption

Heightened automatic information processing

Maladaptive schemas

Reduced cognitive capacity for problem solving

Therapeutic Principles

General Procedures

CBT is usually a short-term treatment, lasting from 5 to 20 sessions. In some instances, very brief treatment courses are used for patients with mild or circumscribed problems, or longer series of CBT sessions are used for those with chronic or especially severe conditions. However, the typical patient with major depression or an anxiety disorder can be treated successfully within the short-term format. Research studies on CBT for depression and anxiety disorders have typically used traditional "50-minute hours" to deliver treatment, and the book Learning Cognitive-Behavior Therapy (Wright et al. 2006) focuses on the use of 50-minute sessions. However, psychiatrists have developed methods for combining CBT and medication in briefer sessions for some patients (Wright et al. 2010). In this chapter we describe traditional CBT delivered in 50-minute sessions. Readers interested in methods of adapting CBT for briefer sessions can find guidelines in High-Yield Cognitive-Behavior Therapy for Brief Sessions: An Illustrated Guide (Wright et al. 2010).

After acute phase treatment with CBT is completed, booster sessions may be useful in some cases, particularly for individuals with a history of recurrent illness or incomplete remission. Booster sessions can help maintain gains, solidify what has been learned in CBT, and decrease the chances of relapse. Also, longer-term CBT can be woven into the ongoing psychiatric treatment of patients with bipolar disorder, schizophrenia, and other conditions that are managed by psychiatrists over time periods of many years (Wright et al. 2010).

Although CBT is primarily directed at the here and now, knowledge of the patient's family background, developmental experiences, social network, and medical history helps guide the course of therapy. Collecting a thorough history is an essential component of the early phase of treatment. The therapist can augment the history taking in CBT by asking the patient to write a brief "autobiography" as one of the early homework assignments. This material is then reviewed during a subsequent therapy session.

The bulk of the therapeutic effort in CBT is devoted to working on specific problems or issues in the patient's present life. The problem-oriented approach is emphasized for several reasons. First, directing the patient's attention to current problems stimulates the development of action plans that can help reverse helplessness, hopelessness, avoidance, or other dysfunctional symptoms. Second, data on cognitive responses to recent life events are more readily accessible and verifiable than for events that happened years in the past. Third, practical work on present problems helps to prevent the development of excessive dependency or regression in the therapeutic relationship. Finally, current problems usually provide ample opportunity to understand and explore the impact of past experiences.

The Therapeutic Relationship

The therapeutic relationship in CBT is characterized by a high degree of collaboration between patient and therapist and an empirical tone to the work of therapy. The therapist and patient function much like an investigative team. They develop hypotheses about the validity of automatic thoughts and schemas or alternately about the effectiveness of patterns of behavior. A series of exercises or experiments is then designed to test the validity of the hypotheses and, subsequently, to modify cognitions or behavior. Beck et al. (1979) termed this form of therapeutic relationship collaborative empiricism. Methods of building a collaborative and empirical relationship are listed in Table 32-4.

The development of a collaborative working relationship is dependent on a number of therapist and patient characteristics. The "nonspecific" therapist variables that are important components of all effective psychotherapies (Wright et al. 2006) are equally significant in CBT (see Table 32-4). Professionals who are kind and understanding and can convey appropriate empathy make good cognitive-behavioral therapists. Other factors of significance are the ability of the therapist to generate trust, to demonstrate a high level of competence, and to exhibit equanimity under pressure.

The therapist usually is more active in CBT than in most other psychotherapies. The degree of therapist activity varies with the stage of treatment and the severity of the illness. Generally, a more directive and structured approach is emphasized early in treatment, when symptoms are severe. For example, a markedly depressed patient who is beginning treatment may benefit from considerable direction and structure because of symptoms such as helplessness, hopelessness, low energy, and impaired concentration. As the patient improves and understands more about the methods of CBT, the therapist can become somewhat less active. By the end of treatment, the patient should be able to use self-monitoring and self-help techniques with little reinforcement from the therapist.

Collaborative empiricism is fostered throughout the therapy, even when directive work is required. Although the therapist may suggest specific strategies or give homework assignments designed to combat severe depression or anxiety, the patient's input is always solicited and the self-help component of CBT is emphasized from the outset of treatment. Also, it is made clear that CBT is not an attempt to convert all negative thoughts to positive ones. Bad things do occur to people, and some individuals have behaviors that are ineffective or self-defeating. It is emphasized that in CBT one seeks to obtain an accurate assessment of 1) the validity of cognitions and 2) the adaptive versus maladaptive nature of behavior. If cognitive distortions have occurred, then the patient and therapist will work together to develop a more rational perspective. On the other hand, if actual negative experiences or characteristics are identified, they will attempt to find ways to cope or to change.

Additional procedures that cognitive therapists use to encourage collaborative empiricism are 1) providing feedback throughout sessions, 2) recognizing and managing transference, 3) customizing therapy interventions, and 4) using gentle humor. The therapist gives feedback to keep the therapeutic relationship anchored in the here and now, and to reinforce the working aspect of the therapy process. Comments are made frequently throughout the session to summarize major points, give direction, and keep the session on target. Also, the therapist asks questions at several intervals in each session to determine how well the patient has understood a concept or has grasped the essence of a therapeutic intervention. Because CBT is highly psychoeducational, the therapist functions to some degree as a teacher. Thus, discreet positive feedback is given to help stimulate and reward the patient's efforts to learn. On a cautionary note, however, the cognitive therapist needs to avoid overzealous coaching or providing inaccurate or overdone positive feedback. Such actions will usually undermine the development of a good collaborative relationship.

Table 32-4. Methods of enhancing collaborative empiricism

Work together as an investigative team.

Adjust therapist activity level to match the severity of illness and phase of treatment.

Encourage self-monitoring and self-help.

Obtain accurate assessment of validity of cognitions and efficacy of behavior.

Develop coping strategies for real losses and actual deficits.

Promote essential "nonspecific" therapist variables (e.g., kindness, empathy, equanimity, positive general attitude).

Provide and request feedback on regular basis.

Recognize and manage transference.

Customize therapy interventions.

Use gentle humor.

Patients also are encouraged to give feedback throughout the sessions. In the beginning of treatment, patients are told that the therapist will want to hear from them regularly about how the sessions are going. What are the patient's reactions to the therapist? What things are going well? What would the patient like to change? What points are clear and make sense? What seems confusing?

A collaborative therapeutic relationship with frequent opportunities for two-way feedback generally discourages the formation of a transference neurosis. CBT methodology and the short-term nature of treatment promote pragmatic working relationships as opposed to recapitulations of dysfunctional early relationships. Nevertheless, significant transference reactions can occur. These are more likely with patients who have personality disorders or other chronic illnesses that require longer-term treatment. The formation of negative or problematic transference reactions is rare in conventional short-term CBT of persons with uncomplicated depression or anxiety disorders. When transference reactions occur, the cognitive therapist applies CBT procedures to understand the phenomenon and to intervene. Typically, automatic thoughts and schemas that pertain to the therapeutic relationship are identified, explored, and modified if possible.

Another feature of CBT that increases the collaborative nature of the therapeutic relationship is the customization of therapy interventions to meet the level of the patient's cognitive and social functioning. A profoundly depressed or anxious individual of low to average intelligence may require a primarily behavioral approach, with limited efforts at understanding concepts such as automatic thoughts and schemas, especially in the beginning of treatment. Conversely, a less symptomatic patient with higher intelligence and ability to grasp abstract concepts may be able to profit from schema assessment early in therapy. If treatment procedures are pitched at a proper level, the patient is more likely to understand the material of therapy and to form a collaborative relationship with the therapist who is directing the treatment.

The therapeutic relationship also can be enhanced by using gentle humor during CBT sessions. For example, the therapist may encourage the patient's sense of humor by providing opportunities to laugh together at some improbable situation or humorously distorted cognition. On occasion, the therapist may use hyperbole in a discreet manner to point out an inconsistency or an illogical conclusion. Humor needs to be injected carefully into the therapeutic relationship. Although some patients respond quite well to humor, others may be limited in their ability to use this feature of therapy. However, appropriate use of humor can strengthen the therapeutic relationship in CBT if patient and therapist are able to laugh with one another and to use humor to deflate exaggerated or distorted cognitions.

See Video 2 on the DVD accompanying the book High-Yield Cognitive-Behavior Therapy for Brief Sessions: An Illustrated Guide (Wright et al. 2010) for an example showing that a cognitive-behavioral therapist can be quite active in a session, structuring therapy to focus on coping with specific problems while conveying considerable empathy and understanding.

Assessment and Case Conceptualization

Assessment for CBT begins with completion of a standard history and mental status examination. Although special attention is paid to cognitive and behavioral elements, a full biopsychosocial evaluation is completed and used in formulating the treatment plan. The Academy of Cognitive Therapy, a certifying organization for cognitive therapists, has outlined a method for assessment and case conceptualization, which involves consideration of developmental influences, family history, social and interpersonal issues, genetic and biological contributions, and strengths and assets, in addition to key automatic thoughts, schemas, and behavioral patterns (see Figure 32-2). The book Learning Cognitive-Behavior Therapy: An Illustrated Guide (Wright et al. 2006) provides detailed methods, worksheets, and examples of use of the Academy of Cognitive Therapy formulation methods. Worksheets from this book can be downloaded from the American Psychiatric Publishing Web site (www.appi.org). Also, the Academy of Cognitive Therapy Web site (www.academyofct.org) supplies illustrations of how to complete case conceptualizations.

The key elements of the case conceptualization are 1) an outline of the most salient aspects of the history and mental status examination; 2) detailing of at least three examples from the patient's life of the relationship between events, automatic thoughts, emotions, and behaviors (specific illustrations of the cognitive model as it pertains to this patient); 3) identification of important schemas; 4) listing of strengths; 5) a working hypothesis that weaves together all of the information in numbers 1-4 with the cognitive and behavioral theories that most closely fit the patient's diagnosis and symptoms; and 6) a treatment plan (including choices for specific CBT methods) that is based on the working hypothesis. The conceptualization is continually developed throughout therapy and may be augmented or revised as new information is collected and treatment methods are tested.

One of the common myths about CBT is that it is a "manualized" therapy that follows a "cookbook" approach. Although it is true that CBT has been distinguished by clear descriptions of theory and methods, this treatment is guided by an individualized case conceptualization. Experienced therapists typically use considerable creativity in matching CBT interventions to the unique attributes, cultural background, life stresses, and strengths of each patient (Table 32-5).

 

Figure 32-2. Case conceptualization flow chart.

Source. Reprinted from Wright JH, Basco MR, Thase ME: Learning Cognitive-Behavior Therapy: An Illustrated Guide (Core Competencies in Psychotherapy Series, Glen O. Gabbard, series ed.). Arlington, VA, American Psychiatric Publishing, 2006, p. 51. Copyright 2006, American Psychiatric Publishing. Used with permission.

Structuring Therapy

Several of the structuring procedures commonly employed in CBT are listed in Table 32-6. One of the most important techniques for CBT is the use of a therapy agenda. At the beginning of each session, the therapist and patient work together to derive a short list of topics, usually consisting of two to four items. Generally, it is advisable to shape an agenda that 1) can be managed within the time frame of an individual session, 2) follows up on material from earlier sessions, 3) reviews any homework from the previous session and provides an opportunity for new homework assignments, and 4) contains specific items that are highly relevant to the patient but are not too global or abstract.

Table 32-5. Key elements of cognitive-behavior therapy case conceptualization

History and mental status examination

Examples of cognitive-behavioral model from patient's life

Identification of major schemas

List of strengths

Working hypothesis

Treatment plan

Agenda setting helps to counteract hopelessness and helplessness by reducing seemingly overwhelming problems into workable segments. The agenda-setting process also encourages patients to take a problem-oriented approach to their difficulties. Simply articulating a problem in a specific manner often can initiate the process of change. In addition, the agenda keeps the patient focused on salient issues and encourages efficient use of the therapy time.

Table 32-6. Structuring procedures for cognitive-behavior therapy

Set agenda for therapy sessions.

Give constructive feedback to direct the course of therapy.

Employ common cognitive-behavior therapy techniques on a regular basis.

Assign homework to link sessions together.

The agenda is set in a collaborative manner, and decisions to depart from the agenda are made jointly between therapist and patient. When work on an agenda item generates important information on a topic that was not foreseen at the beginning of the session, the therapist and patient discuss the merits of diverting or modifying the agenda. An excessively rigid approach to using a therapy agenda is not advocated. There must be sufficient flexibility to investigate promising new leads or to allow the patient to express significant thoughts or feelings that were unexpected at the beginning of the session. However, an overall commitment to setting and following the therapy agenda gives needed structure to patients who are unable to define problems clearly or think of ways to cope with them.

Feedback procedures described earlier are also used in structuring CBT sessions. For example, the therapist may observe that the patient is drifting from the established agenda or is spending time discussing a topic of questionable relevance. In situations such as these, constructive feedback is given to direct the patient back to a more profitable area of inquiry. Commonly used CBT techniques add an additional structural element to the therapy. Examples include activity scheduling, thought recording, and graded task assignment. These interventions, and others of similar nature, provide a clear and understandable method for reducing symptoms. Repeated use of procedures such as recording, labeling, and modifying automatic thoughts help to link sessions together, especially if the concepts and strategies that are introduced in therapy are then assigned as homework.

Psychoeducation

Psychoeducational procedures are a routine component of CBT. One of the major goals of the treatment approach is to teach patients a new way of thinking and behaving that can be applied in resolving their current symptoms and in managing problems that will be encountered in the future. The psychoeducational effort usually begins with the process of socializing the patient to therapy. In the opening phase of treatment, the therapist explains the basic concepts of CBT and introduces the patient to the format of CBT sessions. The therapist also devotes time early in treatment to discussing the therapeutic relationship in CBT and the expectations for both patient and therapist. Psychoeducational work during a course of CBT often involves brief explanations or illustrations coupled with homework assignments. These activities are woven into treatment sessions in a manner that emphasizes a collaborative, active learning approach. Some cognitive therapists have described the use of "mini-lectures," but a heavily didactic approach is generally avoided.

Psychoeducation can be facilitated with reading assignments and computer programs that reinforce learning, deepen the patient's understanding of CBT principles, and promote the use of self-help methods. Table 32-7 contains a list of useful psychoeducational tools, including a pamphlet, books, and a computer program, that teach the CBT model and encourage self-help. Most cognitive therapists liberally use psychoeducational tools as a basic part of the therapy process.

Cognitive Techniques

Identifying Automatic Thoughts

Much of the work of CBT is devoted to recognizing and then modifying negatively distorted or illogical automatic thoughts (Table 32-8). The most powerful way of introducing the patient to the effects of automatic thoughts is to find an in vivo example of how automatic thoughts can influence emotional responses. Mood shifts during the therapy session are almost always good places to pause to identify automatic thoughts. The therapist observes that a strong emotion such as sadness, anxiety, or anger has appeared and then asks the patient to describe the thoughts that "went through your head" just prior to the mood shift. This technique is illustrated in the example of Mr. B, a 50-year-old depressed man who had suffered several recent losses and had developed extremely low self-esteem.

Therapist: How did you react to your wife's criticism?
Mr. B: (Suddenly appears much more sad and anxious) It was just too much to take.
Therapist: I can see this really upsets you. Can you think back to what went through your mind right after I asked you the last question? Just try to tell me all the thoughts that popped into your head.
Mr. B: (Pause, then recounts) I'm always making mistakes. I can't do anything right. There's no way to please her. I might as well give up.
Therapist: I can see why you felt so sad. When these kinds of thoughts just automatically pop into your mind, you don't stop to think if they are accurate or not. That's why we call them automatic thoughts.
Mr. B: I guess you're right. I hardly realized I was having those thoughts until you asked me to say them out loud.
Therapist: Recognizing that you're having automatic thoughts is one of the first steps in therapy. Now let's see what we can do to help you with your thinking and with the situation with your wife.

Beck has described emotion as the "royal road to cognition" (Beck 1989). The patient usually is most accessible during periods of affective arousal, and cognitions such as automatic thoughts and schemas generally are more potent when they are associated with strong emotional responses. Hence, the cognitive therapist capitalizes on spontaneously occurring affective states during the interview and also pursues lines of questioning that are likely to produce an intense affect. One of the misconceptions about CBT is that it is an overly intellectualized form of therapy. In fact, CBT, as formulated by Beck et al. (1979), involves efforts to increase affect and to use emotional responses as a core ingredient of therapy.

One of the most frequently used procedures in CBT is Socratic questioning. There is no set format or protocol for this technique. Instead, the therapist must rely on his or her experience and ingenuity to formulate questions that will help patients move from having a "closed mind" to a state of inquisitiveness and curiosity. Socratic questioning stimulates recognition of dysfunctional cognitions and development of a sense of dissonance about the validity of strongly held assumptions.

Table 32-7. Psychoeducational materials and programs for cognitive-behavior therapy

Authors Title Description

Barlow and Craske 2007

Mastery of Your Anxiety and Panic

Self-help for anxiety

Basco 1999

Never Good Enough

Book on perfectionism

A.T. Beck et al. 1985a

"Coping With Anxiety"

Appendix to book

A.T. Beck et al. 1995

"Coping With Depression"

Brief pamphlet

Burns 1980, 1999

Feeling Good

Book with self-help program

Foa and Wilson 2001

Stop Obsessing! How to Overcome Your Obsessions and Compulsions

Self-help for obsessive-compulsive disorder

Greenberger and Padesky 1995

Mind Over Mood

Self-help workbook

Wright and McCray 2012

Breaking Free From Depression: Pathways to Wellness

Book with self-help program; integrates cognitive-behavioral therapy and biological approaches

Wright et al. 2004

Good Days Ahead: The Multimedia Program for Cognitive Therapy

Computer-assisted therapy and self-help program

Table 32-8. Methods for identifying and modifying automatic thoughts

Socratic questioning (guided discovery)

Use of mood shifts to demonstrate automatic thoughts in vivo

Imagery exercises

Role-play

Thought recording

Generating alternatives

Examining the evidence

Decatastrophizing

Reattribution

Cognitive rehearsal

Socratic questioning usually involves a series of inductive questions that are likely to reveal dysfunctional thought patterns. The use of this technique to identify automatic thoughts is illustrated in the case of Ms. W, a 42-year-old woman with an anxiety disorder.

Therapist: What things seem to trigger your anxiety?
Ms. W: Everything. It seems like no matter what I do, I'm nervous all the time.
Therapist: I suppose that "everything" could trigger your anxiety and that you have no control over it. But let's stop for a moment and see if there are any other possibilities. Is that okay?
Ms. W: Sure.
Therapist: Then try to think of a situation where your anxiety is very high and one where it's much lower.
Ms. W: Well, a high-anxiety time would be whenever I try to go out in public, like to go shopping or to a party. And a low-anxiety time would be sitting at home watching TV.
Therapist: So there's some variation depending on what you are doing at the time.
Ms. W: I guess that's right.
Therapist: Would you like to find out what's behind the variation?
Ms. W: I guess. But I suppose it's just because being out with people makes me nervous and being at home feels safe.
Therapist: That's one explanation. I wonder if there might be any others—ones that would give you some clues on how to get over the problem.
Ms. W: I'm willing to look.
Therapist: Well then, let's try to find out something about the different thoughts that you have about these two situations. When you think of going out to a party, what comes to mind?
Ms. W: I'll be embarrassed. I won't have any idea what to say or do. I'll probably panic and run out the door.

This example depicts the typical use of Socratic questions early in the therapy process. Further questioning would be required to help the patient fully understand how dysfunctional cognitions are involved in her anxiety responses and how changing these cognitions could dampen her anxiety and promote a higher level of functioning.

Imagery and role-play are used as alternate methods of uncovering cognitions when direct questions are unsuccessful in generating suspected automatic thinking. These techniques also are selected when only a limited number of automatic thoughts can be brought out through Socratic questioning, and the therapist expects that more important automatic thoughts are present. Some patients may be able to use imagery procedures with few prompts or directions. In this case, the clinician may only need to ask the patient to imagine himself or herself back in a particularly troubling or emotion-provoking situation and then to describe the thoughts that occurred. However, most patients, particularly in the early phases of therapy, can benefit from "setting the scene" for the use of imagery. The patient is asked to describe the details of the setting. When and where did it take place? What happened immediately before the incident? How did the characters in the scene appear? What were the main physical features of the setting? Questions such as these help bring the scene alive in the patient's mind and facilitate recall of cognitive responses to the situation.

Role-play is a related technique for evoking automatic thoughts. When this procedure is used, the therapist first asks a series of questions to try to understand a vignette involving an interpersonal relationship or other social interchange that is likely to stimulate dysfunctional automatic thinking. Then, with the permission of the patient, the therapist briefly steps into the role of the individual in the scene and facilitates the playing out of a typical response set. Role-play is used less frequently than Socratic questioning or imagery and is best suited to therapeutic situations in which there is an excellent collaborative relationship and the patient is unlikely to respond to the role-play exercise with a negative or distorted transference reaction.

Thought recording is one of the most frequently used CBT procedures for identifying automatic thoughts (Wright et al. 2006). Patients can be asked to log their thoughts in a number of different ways. The simplest method is the two-column technique—a procedure that often is used when the patient is just beginning to learn how to recognize automatic thoughts. The two-column technique is illustrated in Table 32-9. In this case, the patient was asked to write down automatic thoughts that occurred in stressful or upsetting situations. Alternately, the patient could try to identify emotional reactions in one column and automatic thoughts in the other.

A three-column exercise could include a description of the situation, a list of automatic thoughts, and a notation of the emotional response. Thought recording helps the patient to recognize the effects of underlying automatic thoughts and to understand how the basic cognitive model (i.e., relationship between situations, thoughts, feelings, and behaviors) applies to his or her own experiences. This procedure also initiates the process of modifying dysfunctional cognitions.

Modifying Automatic Thoughts

There usually is no sharp division in CBT between the phases of eliciting and modifying automatic thoughts. In fact, the processes involved in identifying automatic thoughts often are enough to initiate substantive change. As the patient begins to recognize the nature of his or her dysfunctional thinking, there typically is an increased degree of skepticism regarding the validity of automatic thoughts. Although patients can start to revise their cognitive distortions without specific additional therapeutic interventions, modification of automatic thoughts can be accelerated if the therapist applies So-cratic questioning and other basic CBT procedures to the change process (see Table 32-8).

Techniques used for revising automatic thoughts include 1) generating alternatives, 2) examining the evidence, 3) thought recording, 4) reattribution, and 5) cognitive rehearsal. Socratic questioning is used in all of these procedures. Generating alternatives is illustrated in the case of Ms. D, a 32-year-old woman with major depression. The therapist's questions were pointed toward helping Ms. D to see a broader range of possibilities than she had originally considered.

Ms. D: Every time I think of going back to school, I panic.
Therapist: And when you start to think of going to school, what thoughts come to mind?
Ms. D: I'll botch it up. I won't be able to make it. I'll feel so ashamed when I have to drop out.
Therapist: What else could happen? Anything even worse, or are there any better possibilities?
Ms. D: Well, it couldn't get much worse unless I never even tried at all.
Therapist: How would that be so bad?
Ms. D: Then I'd just be the same—stuck in a rut, not going anywhere.
Therapist: We can take a look at that conclusion later—that not going to school would mean that you would stay in a rut. But for now let's look at the other possibilities if you do try to go to school again.
Ms. D: Okay. I guess there's some chance that it would go pretty well, but it'll be hard for me to manage school, the house, and all my family responsibilities.
Therapist: When you try to step back from the situation and not listen to your automatic thoughts, what's the most likely outcome of your going back to school?
Ms. D: It will be a difficult adjustment, but it's something I want to do. I have the intelligence to do it if I apply myself.

Examining the evidence is a major component of the collaborative empirical experience in CBT. Specific automatic thoughts or clusters of related automatic thoughts are set forth as hypotheses, and the patient and therapist then search for evidence both for and against each hypothesis. In the case of Ms. D, the thought "If I don't go to school, I'd just be the same—stuck in a rut, not going anywhere" was selected for an exercise in examining the evidence. The therapist believed that returning to school was probably an adaptive action for the patient to take. However, the therapist also thought that seeing further education as the only route to change would excessively load this activity with a "make or break" mentality and would promote a disregard for other modifications that might increase self-esteem and self-efficacy.

Table 31-9. Two-column thought recording

Event Automatic thoughts

Call from boss to submit a report

I can't do this. I don't know what to do. It won't be acceptable.

My wife asks me to help more around the house

Nothing I do is ever enough. She thinks I don't try.

Car won't start

I was stupid to buy this car. Nothing works right anymore. This is the last straw.

Five-column thought change records (TCRs; Beck et al. 1979; Table 32-10) or other similar devices for thought recording are standard tools used in modification of automatic thoughts. The five-column TCR is used to encourage both identification and change of dysfunctional cognitions. Two additional columns (rational thoughts and outcome) are added to the three-column thought record (events, automatic thoughts, and emotions) typically used to identify automatic thoughts. The patient is instructed to use this form to capture and change automatic thoughts. Either a stressful event or a memory of an event or situation is noted in the first column. Automatic thoughts are recorded in the second column and are rated for degree of belief (how much the patient believes them to be true at the moment they occur) on a 0-100 scale. The third column is used to observe the emotional response to the automatic thoughts. The intensity of emotion is rated on a 1-100 scale. The fourth column, rational thoughts, is the most critical part of the TCR. The patient is asked to stand back from the automatic thoughts, assess their validity, and then write out a more rational or realistic set of cognitions. There are a wide variety of procedures that can be used to facilitate the development of rational thoughts for the TCR.

Most patients can learn about cognitive errors and can start to label specific instances of erroneous logic in their automatic thoughts. This is often the first step in generating a more rational pattern of cognitive responses to life events. Previously described techniques such as generating alternatives and examining the evidence also are used by the patient in a self-help format when the TCR is assigned for homework. In addition, the therapist often is able to help the patient refine or add to the list of rational thoughts when the TCR is reviewed at a subsequent therapy session. Repeated attention to generating rational thoughts on the TCR is usually quite helpful in breaking maladaptive patterns of automatic and negatively distorted thinking.

The fifth column of the TCR, outcome, is used to record any changes that have occurred as a result of revising and modifying automatic thoughts. Although the use of the TCR will usually lead to the development of a more adaptive set of cognitions and a reduction in painful affect, on some occasions the initial automatic thoughts will prove to be accurate. In such situations, the therapist helps the patient take a problem-solving approach, including the development of an action plan, to manage the stressful or upsetting event.

Table 32-10. Thought Change Record—an example

Event Automatic thought(s) Emotion(s) Rational response Outcome

Describe:

  1. Actual event leading to unpleasant emotion; or
  2. Stream of thoughts, daydream, or recollection leading to unpleasant emotion; or
  3. Unpleasant physiological sensations
  1. Write automatic thought(s) that preceded emotion(s).
  2. Rate belief in automatic thought(s), 0%-100%.
  1. Specify sad, anxious, angry, etc.
  2. Rate degree of emotion, 1%-100%.
  1. Identify cognitive errors.
  2. Write rational response to automatic thought(s).
  3. Rate belief in rational response, 0%-100%.
  1. Once again, rate belief in automatic thought(s), 0%-100%.
  2. Specify and rate subsequent emotion(s), 0%-100%.

Date: 3/15/13

I wake up and I'm immediately troubled. I start to worry about work

  1. I can't face another day. (90%)
  2. The big project is due in 2 weeks; I'll never get it done. (100%)
  3. Everybody knows I'm ready to fall apart. (90%)
  4. It's hopeless. (85%)

Sad: 90%

Anxious: 80%

  1. Magnification. Even though it has been rough, I have been able to get to work every day. Get a shower and make breakfast-that will get things started. (80%)
  2. Catastrophizing, all-or-none thinking. About half of the work is done. Don't panic. Break it down into pieces. Taking one step at a time helps. (95%)
  3. Overgeneralization, magnification. Some people know I've been in trouble, but they haven't gotten down on me. I'm the one who puts me down. (95%)
  4. Magnification. I know my job well and have a good track record. If I stick with this, I can probably make it. (90%)

Sad: 30%

Anxious: 40%

The use of reattribution techniques is based on findings of studies on the attributional process in depression. Depressed individuals have been found to have negatively biased attributions in three dimensions: global versus specific, internal versus external, and fixed versus variable (Abramson et al. 1978). Several different types of reattribution procedures are employed, including psychoeducation about the attributional process, Socratic questioning to stimulate reattribution, written exercises to recognize and reinforce alternate attributions, and homework assignments to test the accuracy of attributions.

Cognitive rehearsal is used to help uncover potential negative automatic thoughts in advance and to coach the patient in ways of developing more adaptive cognitions. First, the patient is asked to use imagery or role-play to identify possible distorted cognitions that could occur in a stressful situation. Second, the patient and therapist work together to modify the dysfunctional cognitions. Third, imagery or role-play is used again, this time to practice the more adaptive pattern of thinking. Finally, for a homework assignment, the patient is asked to try out the newly acquired cognitive patterns in vivo.

See Video 6 on the DVD accompanying the book High-Yield Cognitive-Behavior Therapy for Brief Sessions: An Illustrated Guide (Wright et al. 2010) for an example of CBT methods for helping a patient revise negative automatic thoughts that are interfering with her ability to cope with the significant stresses in her life.

Identifying and Modifying Schemas

The process of identifying and modifying schemas is somewhat more difficult than changing negative automatic thoughts because these core beliefs are more deeply embedded and usually have been reinforced through years of life experience. However, many of the same techniques described for automatic thoughts are employed successfully in therapeutic work at the schema level. Procedures such as Socratic questioning, imagery, role-play, and thought recording are used to uncover maladaptive schemas (Table 32-11).

As the patient gains experience in recognizing automatic thoughts, repetitive patterns begin to emerge that may suggest the presence of underlying schemas. Therapists have several options at this point. A psychoeducational approach can be used to explain the concept of schemas (which may be alternately termed core beliefs or basic assumptions) and their linkage to more superficial automatic thoughts. Patients may then start to recognize schemas on their own. However, when the patient first starts to learn about basic assumptions, the therapist may need to suggest that certain schemas might be operative and then engage the patient in collaborative exercises that test these hypotheses.

Modification of schemas may require repeated attention, both in and out of therapy sessions. One commonly used procedure is to ask the patient to list in a therapy notebook all the schemas that have been identified to date. The schema list can be reviewed before each session. This technique promotes a high level of awareness of schemas and usually encourages the patient to place issues pertaining to schemas on the agenda for therapy.

CBT interventions that are particularly helpful in modifying schemas include examining the evidence, listing advantages and disadvantages, generating alternatives, and using cognitive rehearsal. After a schema has been identified, the therapist may ask the patient to do a pro/con analysis (examining the evidence) using a double-column procedure. This technique usually induces the patient to doubt the validity of the schema and to start to think of alternate explanations.

Table 32-11. Methods for identifying and modifying schemas

Socratic questioning

Imagery and role-play

Thought recording

Identifying repetitive patterns of automatic thoughts

Psychoeducation

Listing schemas in therapy notebook

Examining the evidence

Listing advantages and disadvantages

Generating alternatives

Cognitive rehearsal

Ms. R is a 24-year-old woman with depression and bulimia. During the course of her CBT, Ms. R identified an important schema that was affecting both the depression and the eating disorder ("I must be perfect to be accepted."). By examining the evidence, she was able to see that her schema was based at least in part on faulty logic (Table 32-12).

Ms. R also used the technique of listing advantages and disadvantages as part of the strategy to modify this maladaptive schema (Table 32-13). Some schemas appear to have few, if any, advantages (e.g., "I'm stupid"; "111 always lose in the end"), but many schemas have both positive and negative features (e.g., "If I decide to do something, I must succeed"; "I always have to work harder than others or I'll fail"). The latter group of schemas may be maintained even in the face of their dysfunctional aspects because they encourage hard work, perseverance, or other behaviors that are adaptive. Yet the absolute and demanding nature of the schemas ultimately leads to excessive stress, failed expectations, low self-esteem, or other deleterious results. Listing advantages and disadvantages helps the patient to examine the full range of effects of the schema and often encourages modifications that can make the schema both more adaptive and less damaging. In Ms. R's case, this exercise set the stage for another step of schema modification, generating alternatives (Table 32-14).

The list of alternative schemas will usually include several different options, ranging from rather minor adjustments to extensive revisions in the schema. The therapist uses Socratic questioning and other CBT techniques such as imagery and role-play to help the patient recognize potential alternative schemas. A "brainstorming" attitude is encouraged. Instead of trying to be sure that a revised schema is entirely accurate at first glance, the therapist usually suggests trying to generate a variety of modified schemas without initially considering their validity or practicality. This stimulates creativity and gives the patient further encouragement to step aside from long-standing rigid schemas.

After alternatives are generated and discussed, the therapy turns toward examining the potential consequences of changing basic attitudes. Cognitive rehearsal can be used in the therapy session to test a schema modification. This may be followed by a homework assignment to try out the revised schema in vivo. Therapist and patient work together to choose the most reasonable modifications for underlying schemas and to reinforce learning these new constructs through multiple practice sessions in therapy sessions and in real-life experiences.

Table 32-12. Schema modification through examining the evidence

Schema: "I must be perfect to be accepted."

Evidence for

Evidence against

The better I do, the more people seem to like me.

Women who have a perfect figure are most attractive to men.

My parents have the highest standards; they are always pushing me to do better.

Others who aren't "perfect" seem to be loved and accepted. Why should I be different?

You don't have to have a perfect figure. Hardly anybody has one—just the models on television.

My parents want me to do well. But they'll probably accept me as long as I try to do my best, even if I don't meet all of their expectations. This statement is absolute and sets me up for failure, because no one can be perfect all the time.

Table 32-13. Schema modification through listing advantages and disadvantages

Schema: "I must be perfect to be accepted."

Advantages

Disadvantages

I've tried very hard to be the best.

I've received top marks in school.

I'm in lots of activities, and I've won dancing competitions.

I never really feel accepted because I've never reached perfection.

I'm always down on myself. I've developed bulimia. I'm obsessed with my body size.

I have trouble accepting my successes. I drive myself too hard and can't enjoy ordinary things.

Table 32-14. Schema modification through listing advantages and disadvantages

Schema: "I must be perfect to be accepted."

Possible alternatives

People who are successful are more likely to be accepted.

If I try to do my best (even if it's not perfect), others are likely to accept me.

I would like to be perfect, but that's an impossible goal. I'll choose certain areas to try to excel (school, work, and career) and not demand perfection everywhere.

You don't need to be perfect to be accepted^

I'm worthy of love and acceptance without trying to be perfect.

Behavioral Procedures

Behavioral interventions are used in CBT to 1) change dysfunctional patterns of behavior (e.g., helplessness, isolation, phobic avoidance, inertia, bingeing and purging); 2) reduce troubling symptoms (e.g., tension, somatic and psychic anxiety, intrusive thoughts); and 3) assist in identifying and modifying maladaptive cognitions. Table 32-15 presents a list of behavioral techniques. As discussed earlier in this chapter, the basic cognitive-behavioral model (see Figure 32-1) suggests that there is an interactive relationship between cognition and behavior. Thus, behavioral initiatives should influence cognition, and cognitive interventions should have an impact on behavior.

The Socratic questions used in cognitively oriented procedures have a direct parallel when the emphasis is on behavioral change. The therapist asks a series of questions that help differentiate actual behavioral deficits from negatively distorted accounts of behavior. Depressed and anxious patients usually over-report their symptomatic distress or the difficulties they have in managing situations. Often, well-framed questions can reveal cognitive distortions and also stimulate change as the patient considers the negative impact of dysfunctional behavior. Four specific behavioral techniques—activity scheduling, graded task assignment, exposure, and coping cards—are explained below. A more detailed description of behavioral methods is available in Wright et al. (2006) or Meichenbaum (1977).

Activity scheduling is a structured method of learning about the patient's behavioral patterns, encouraging self-monitoring, increasing positive mood, and designing strategies for change. A daily or weekly activity log is employed in which the patient is asked to record what he or she does during each hour of the day and then to rate each activity for mastery and pleasure on a 0-10 scale. When the activity record is first introduced, the patient usually is asked to make a record of baseline activities without attempting to make any changes. The data are then reviewed in the next therapy session. Almost invariably, the patient rates some activities higher than others on mastery and/or pleasure.

Mr. G, a 48-year-old depressed man who had told his therapist that "I don't enjoy anything anymore," described several activities on his daily activity log that contradicted this statement. Reading while sitting alone was rated as a 6 on mastery and 8 on pleasure, and attending his son's choir concert was rated as 7 on mastery and 10 on pleasure. Conversely, attempting to work in his home office was rated as a 1 on mastery and a 0 on pleasure. Discussion of the activity scheduling assignment with Mr. G helped him to see that he was still capable of performing reasonably well in certain activities and also that he was able to derive considerable enjoyment from some of his actions. In addition, the schedule was used to target problem areas (e.g., working in his home office) that would require further work in therapy. Finally, the activity schedule provided data that could be used in adjusting Mr. G's daily routine to promote a heightened sense of mastery and greater enjoyment.

Table 32-15. A Behavioral procedures used in cognitive therapy

Questioning to identify behavioral patterns

Activity scheduling with mastery and pleasure recording

Self-monitoring

Graded task assignment

Behavioral rehearsal

Exposure and response prevention

Coping cards

Distraction

Relaxation exercises

Respiratory control

Assertiveness training

Modeling

Social skills training

Another behavioral procedure, the graded task assignment, can be used when the patient is facing a situation that seems excessively difficult or overwhelming. A challenging behavioral goal is broken down into small steps that can be taken one at a time. The graded task assignment is somewhat similar to the systematic desensitization protocols that are used in traditional behavior therapy; however, a cognitive component is added to the methodology. An added emphasis is placed on improving self-esteem and self-efficacy, countering hopelessness and helplessness, and using the graded task assignment to disprove maladaptive thoughts and schemas. With depressed individuals, the graded task assignment typically is used as a problem-solving technique. This stepwise approach, coupled with cognitive techniques such as Socratic questioning and thought recording, can reactivate the patient and help him or her to focus in a productive manner. For example, a graded task assignment was used in the case of Mr. G, the 48-year-old man introduced in the previous case study.

One of the particularly troublesome items uncovered with activity scheduling was Mr. G's difficulty in getting to work at his home office. Socratic questioning revealed that Mr. G had been unable to work in his home office for over 6 weeks. Mail, bills, and correspondence with friends were piled up to the point that he saw the situation as impossible. Cognitions related to this problem included automatic thoughts such as "It's too much ...  I've procrastinated too long this time ...  I'm totally swamped ...  I can't handle it."

The therapist and patient constructed a series of steps that encouraged Mr. G to approach the task and eventually master the problem. The graded task assignment included the following steps: 1) walk into the office and sit down at the desk for at least 15 minutes; 2) spend at least 20 minutes sorting letter mail into categories; 3) open and discard any junk mail; 4) open and stack all bills; 5) clean office; 6) open e-mail, delete all messages that don't require a response, and answer messages that do; 7) balance checkbook; and 8) pay all current or overdue bills. Reasonable goals for specific time intervals were discussed, and the therapist used coaching, Socratic questioning, and other cognitive techniques to help Mr. G accomplish the task.

Video 5 on the DVD accompanying the book High-Yield Cognitive-Behavior Therapy for Brief Sessions: An Illustrated Guide (Wright et al. 2010) shows an example of behavioral methods for helping a depressed patient reactivate and restore a sense of enjoyment in daily activities.

Exposure techniques are a central part of cognitive-behavioral approaches to anxiety disorders. For example, a phobia can be conceptualized as an unrealistic fear of an object or a situation coupled with a conditioned pattern of avoidance. Treatment can proceed along two complementary lines: 1) cognitive restructuring to modify the dysfunctional thoughts and 2) exposure therapy to break the pattern of avoidance. Typically, a hierarchy of feared stimuli is developed with the patient. The hierarchy should contain a number of different stimuli that cause varying degrees of distress. Usually the items are ranked by degree of distress. One commonly used system involves rating each item on a scale from 0 to 100, with 100 representing the maximum distress possible. After the hierarchy is established, the therapist and patient work collaboratively to set goals for gradual exposure, starting with the items that are ranked lower on the distress scale. Breathing training, relaxation exercises, and other behavioral methods (see Table 32-15) may be used to enhance the patient's ability to carry out the exposure protocol. Exposure can be done with imagery in treatment sessions or in vivo. Also, innovative virtual-reality methods have been developed for exposure therapy (Rothbaum et al. 1995). Clinician-administered exposure therapy is frequently used as part of the cognitive-behavioral approach to simple phobias, panic disorder with agoraphobia, and social phobia.

Coping cards are another commonly used method to achieve behavioral change. The therapist helps the patient to identify specific actions that are likely to help him or her cope with an anticipated problem or put CBT skills into action. These ideas are then written down on a small card, which the patient carries as a reminder and as a tool to help in solving problems. Coping cards often contain both cognitive and behavioral interventions, as illustrated in Figure 32-3.

Other behavioral techniques used in CBT include behavior rehearsal (a procedure that is usually combined with cognitive rehearsal, described earlier in "Modifying Automatic Thoughts"), response prevention (a collaborative exercise in which the patient agrees to stop a dysfunctional behavior, such as prolonged crying spells, and to monitor cognitive responses), relaxation exercises, respiratory control, assertiveness training, modeling, and social skills training (Meichenbaum 1977; Wright et al. 2006).

Computer-Assisted Cognitive-Behavior Therapy

Computer-assisted CBT offers significant potential for increasing the efficiency of cognitive-behavioral interventions and improving patient access to treatment (Andrews et al. 2010; Spurgeon and Wright 2010). For example, Wright et al. (2002, 2005) have developed a multimedia form of computer-assisted CBT that is designed to be user friendly and to be suitable for a wide range of patients, including those with no previous computer or keyboard experience. This online program, "Good Days Ahead," features large amounts of video, along with interactive self-help exercises such as thought change records, activity schedules, and coping cards. A randomized controlled trial of computer-assisted CBT for depression conducted with a prototype of the Wright et al. program found that computer-assisted CBT was equivalent to standard CBT, even though the total therapist time in computer-assisted CBT was reduced to about 4 hours (Wright et al. 2005). Subjects in this study were taking no medications. Computer-assisted CBT and standard CBT were both highly effective in relieving symptoms of depression, and both were superior to a delayed-treatment control condition. Another multimedia CBT program, "Beating the Blues," was found to be effective in a controlled trial with primary care patients (Proudfoot et al. 2004). Persons with depression and anxiety who received treatment with this computer program had significantly greater improvement in depression than those who received treatment as usual. Both of these multimedia programs ("Good Days Ahead" and "Beating the Blues") have been well accepted by patients (Proudfoot et al. 2004; Wright et al. 2002). Meta-analyses of computer-assisted CBT have found that this form of treatment has been efficacious in a variety of studies for both depression and anxiety disorders (Andrews et al. 2010).

Virtual reality methods for computer-assisted therapy have been directed primarily at phobias and other anxiety disorders. The virtual environment is used to simulate feared situations and to promote exposure therapy. Controlled research has supported the efficacy of virtual reality as part of a CBT treatment package for fear of flying, height phobia, and other phobias (Krijn et al. 2004; Pull 2005; Rothbaum et al. 2000). This method is also showing promise in the treatment of social anxiety disorder and panic disorder with agoraphobia (Pull 2005) as well as posttraumatic stress disorder (PTSD). For these conditions, the virtual environment may include simulations of other people or places, such as crowded public spaces, public speaking experiences, and scenes from war zones.

Situation:

My girlfriend comes in late or does something else that makes me think she doesn't care.

Coping strategies:

Spot my extreme thinking, especially when I use absolute words like never or always.

Stand back from the situation and check my thinking before I start yelling or screaming.

Think of the positive parts of our relationship—I tkink she does love me.

We've been together for 4 years, and I want to make it work.

Take a "time-out" if I start getting into a rage, Tell her that I need to take a break to calm down. Take a brief walk or go to another room.

 

Figure 32-3. Mr. W's coping card.

This example shows how Mr. W, a middle-aged man with bipolar disorder, developed an effective coping strategy for managing anger in situations with his girlfriend.

Source. Reprinted from Wright JH, Basco MR, Thase ME: Learning Cognitive-Behavior Therapy: An Illustrated Guide (Core Competencies in Psychotherapy Series, Glen O. Gabbard, series ed.). Arlington, VA, American Psychiatric Publishing, 2006, p. 120. Copyright 2006, American Psychiatric Publishing. Used with permission.

Although not developed or studied as full treatment programs, a number of CBT-based "apps" for smartphones have also been introduced. These apps have been used for self-monitoring, psychoeducation, and specific problems such as insomnia (Aguileria and Muench 2012). Surveys of potential users have found a significant demand for mobile apps in behavioral health, but the potential impact and extent of use of CBT apps is not yet known (Aguileria and Muench 2012).

Possible contributions of fully developed forms of computer-assisted CBT may include decreased cost of treatment, increased access to therapy, more rapid socialization to treatment procedures and techniques, and lowered burden on therapists to teach basic CBT concepts. Opportunities for improved efficiency of treatment, advances in the design of computer programs, and the proliferation of computers in society may promote greater use of computer tools for CBT.

Selecting Patients for Cognitive-Behavior Therapy

CBT procedures have been described for a large number of diagnostic categories (Beck 1993). Although there are no contraindications to using this treatment approach, CBT is usually not attempted with patients who have marked brain disease. CBT can be considered a primary treatment for 1) disorders in which it has been proven to be effective in controlled research (e.g., unipolar depression [nonpsychotic], anxiety disorders, eating disorders, and psychophysiological disorders) and 2) other conditions for which a clearly detailed treatment method has been developed (e.g., personality disorders, substance abuse) and there is some evidence for CBT's effectiveness. CBT should be considered an adjunctive therapy for disorders such as major depression with psychotic features, bipolar illness, and schizophrenia, in which there is clear evidence for the effectiveness of biological treatments but in which the effects of CBT alone compared with pharmacotherapy have not been studied.

Several studies have examined possible predictors for outcomes in CBT. Simons et al. (1985) observed that high scores on a test of self-control predicted an enhanced response to CBT compared with a tricyclic antidepressant. Although several later studies (Jarrett et al. 1991; Wetzel et al. 1992) failed to replicate this finding, one other study (Burns et al. 1994) partially replicated it. Miller et al. (1989) found that high levels of cognitive dysfunction in depressed inpatients were associated with a superior response to combined treatment with CBT and pharmacotherapy as compared with pharmacotherapy alone. Chronicity and symptom severity have been associated with poorer response to CBT (e.g., Thase et al. 1993, 1994), although these findings may reflect the more negative prognostic impact of these variables. When CBT has been compared directly with pharmacotherapy, most studies have found little relationship between severity or endogenous subtype and differential treatment outcome (e.g., DeRubeis et al. 1999; Thase 2001).

Investigations of biological predictors have yielded suggestive results. Dexamethasone nonsuppression was associated with a poorer response to both CBT and pharmacotherapy in one study (McKnight et al. 1992). Thase et al. (1996a) found that poorer response to an intensive inpatient CBT program was associated with high levels of urinary free cortisol levels. In a large (N=90) outpatient study, an abnormal sleep profile (defined by multiple disturbances of electroencephalographic sleep recordings) was associated with a lower recovery rate and higher risk for relapse (Thase et al. 1996b). More recently, a specific alteration in cortical activation (as measured by functional magnetic resonance imaging scanning) was strongly associated with short-term CBT response (Siegle et al. 2006, 2012). Although these studies suggest that various biological markers of depression may be associated with response or nonresponse to CBT, research to date does not justify the use of laboratory tests to select patients for CBT.

Clinical experience has suggested that those patients who do not have severe character pathology (especially borderline or antisocial features), who have previously formed trusting relationships with significant others, who have a belief in the importance of self-reliance, and who have a curious or inquisitive nature, are especially suitable for CBT (Wright et al. 2006). Above-average intelligence is not associated with better outcome, and CBT procedures can be simplified for those with subnormal intellectual skills or impaired learning and memory functioning. Of course, most patients do not have a full combination of these ideal features. A flexible approach can be employed in which CBT procedures are customized to match the special characteristics of each patient's social background, intellectual level, personality structure, and clinical disorder (Wright et al. 2006).

Cognitive-Behavior Therapy Applications

The basic procedures described in this chapter are used in all CBT applications. However, the targets for change, selection of techniques, and timing of interventions may vary depending on the condition being treated and the format for therapy. A full discussion of the multiple applications and formats for CBT is beyond the scope of this chapter. The reader is referred to comprehensive books on CBT for a more detailed accounting of the modifications of this treatment approach for different clinical disorders (see "Suggested Readings" at end of chapter). In this portion of the chapter, we briefly examine the distinctive features of CBT for six common psychiatric illnesses: depression, anxiety disorders, eating disorders, personality disorders, psychosis, and bipolar disorder. Data on CBT effectiveness are presented in the later section "Effectiveness of Cognitive-Behavior Therapy."

Depression

In the opening phase of treatment of depression, the cognitive-behavioral therapist focuses on establishing a collaborative relationship and introduces the patient to the CBT model. Agendas, feedback, and psychoeducational procedures are used to structure sessions. Early in therapy, a special effort may be placed on relieving hopelessness (i.e., a negative view of the future) because of the close link between this element of the negative cognitive triad and suicide risk. Also, a reduction in hopelessness can be an important step in reactivating and reenergizing the depressed patient. The clinician carefully matches the therapeutic work to the patient's level of cognitive functioning so that learning is encouraged and the patient is not overwhelmed with the material of therapy. Behavioral techniques such as activity scheduling and graded task assignment often are a major component of the opening phase of CBT of depression.

The middle portion of treatment is usually devoted to eliciting and modifying negatively distorted automatic thoughts. Behavioral techniques continue to be used in most cases. By this point in the therapy, patients should understand the CBT model and be able to employ thought-monitoring techniques to reverse all three elements of the negative cognitive triad (self, world, and future). Typically, the patient is taught to identify cognitive errors (e.g., selective abstraction, arbitrary inference, absolutistic thinking) and to use procedures such as generating alternatives and examining the evidence to alter negatively distorted thinking.

Work on eliciting and testing automatic thoughts continues during the latter portion of treatment. However, if there have been gains in functioning and the patient has grasped the basic principles of CBT, therapy can focus more heavily on identifying and altering maladaptive schemas. The concept of schemas usually has been introduced earlier in therapy, but the principal efforts at changing these underlying structures are typically reserved for the late phase of treatment when the patient is more likely to grasp and retain complex therapeutic initiatives. Before therapy concludes, the therapist helps the patient review what has been learned during the course of treatment and also suggests thinking ahead to possible circumstances that could trigger a return of depression. The potential for relapse is recognized, and problem-solving strategies are developed that can be employed in future stressful situations.

Anxiety Disorders

Although the techniques used in CBT for anxiety disorders are similar to those employed in the treatment of depression, treatment efforts are directed toward altering four major types of dysfunctional anxiety-producing cognitions: 1) overestimates of the likelihood of a feared event, 2) exaggerated estimates of the severity of a feared event, 3) underestimation of personal coping abilities, and 4) unrealistically low estimates of the help that others can offer. Most authors have recommended that a mixture of cognitive and behavioral measures be used in working with patients who have anxiety disorders (Barlow and Cerney 1988; Beck et al. 1985a).

In panic disorder, the emphasis is on helping the patient recognize and change grossly exaggerated estimates of the significance of physiological responses or fears of imminent psychological disaster. For example, an individual with panic disorder may begin to perspire or breathe more rapidly, after which cognitions such as "I can't catch my breath ...  I'll pass out ...  I'll have a stroke" increase the intensity of the autonomic nervous system activity. The vicious cycle interaction between catastrophic cognitions and physiological arousal can be broken in two complementary ways: 1) altering the dysfunctional cognitions and 2) interrupting the cascading autonomic hyperactivity. Commonly used cognitive interventions include Socratic questioning, imagery, thought recording, generating alternatives, and examining the evidence. Behavioral measures such as relaxation training and respiratory control are used to dampen the physiological arousal associated with panic (Clark et al. 1985). Also, when panic attacks are stimulated by specific situations (e.g., driving, public speaking, crowds), graded exposure may be particularly useful in helping patients to both master a feared task and overcome their panic symptoms.

CBT of phobic disorders centers on modifying unrealistic estimates of risk or danger in situations and engaging the patient in a series of graded exposure assignments. Generally, cognitive and behavioral procedures are used simultaneously. For example, a graded task assignment for an individual with agoraphobia might include a stepwise increase in experiences in a social setting accompanied by use of a TCR to record and revise maladaptive automatic thinking. Patients with generalized anxiety disorder usually have diffuse cognitive distortions about many circumstances in their lives (e.g., physical health, finances, loss of control, family issues) coupled with persistent autonomic over-arousal (Beck et al. 1985a). The CBT approach to generalized anxiety disorder is closely related to methods used for panic disorder and phobias. However, special attention is paid to defining the stimuli that are associated with increased anxiety. Breaking down the generalized state of anxiety into workable segments can help the patient gain mastery over what initially appears to be an uncontrollable situation.

Obsessive-Compulsive Disorder and Posttraumatic Stress Disorder

Behavioral techniques such as exposure and response prevention are used together with cognitive restructuring for patients with obsessive-compulsive disorder (OCD) (Salkovskis 1985). Cognitive interventions include questioning the validity of obsessional thoughts, attempting to replace dysfunctional cognitions with positive self-statements, and modifying negative automatic thoughts. A combined approach of cognitive techniques to modify maladaptive thought patterns and behavioral interventions to counter patterns of avoidance is also used in CBT for PTSD (Foa et al. 2005).

Eating Disorders

CBT is a well-established first-line treatment for bulimia nervosa and binge-eating disorder. CBT for both conditions was given a grade A rating by the United Kingdom's National Institute for Clinical Excellence (NICE), indicating that there is strong support for efficacy from empirical trials (Wilson and Shafran 2005). Although methods have been described and tested for anorexia nervosa, NICE made no specific recommendations for this more severe form of eating disorder (Wilson and Shafran 2005). Considerably less research has been conducted on CBT for anorexia nervosa than for other eating disorders; however, cognitive and behavioral interventions can be included in comprehensive treatment programs for this difficult-to-treat condition.

Individuals with eating disorders may have many of the same cognitive distortions that are seen in depression. However, they have an additional cluster of cognitive biases about body image, eating behavior, and weight (Clark et al. 1989). Patients with eating disorders usually place inordinate value on body shape as a measure of self-worth and as a condition for acceptance (e.g., "I must be thin to be accepted"; "If I'm overweight, nobody will want me"; "Fat people are weak"). They also may believe that any variance from their excessive standards means a total loss of control.

CBT interventions are used to subject these maladaptive cognitions to empirical testing. Commonly used procedures include eliciting and testing automatic thoughts, examining the evidence, using reattribution, and giving in vivo homework assignments. In addition, behavioral techniques are used to stimulate more adaptive eating behavior and to uncover significant cognitions related to eating. As in treatment of other disorders, the relative emphasis on cognitive procedures compared with behavioral measures is dictated by the severity of the illness and the phase of treatment. An individual with anorexia nervosa who is malnourished and has an electrolyte imbalance may require hospitalization with an emphasis on behavioral interventions during the initial part of treatment. Patients with this level of illness may have a significant impairment in learning and memory functioning and therefore have limited capacity to understand thought recording or other cognitive interventions. In contrast, a patient with uncomplicated bulimia nervosa may be able to benefit from relatively demanding cognitively oriented procedures early in treatment.

One of the critical factors in treating patients with eating disorders is the development of an effective working relationship. Compared with individuals with depression or anxiety disorders, those with eating disturbances often are reluctant to fully engage in therapy. Frequently, they have long-standing patterns of hiding their behavior from others and have developed elaborate methods of maintaining their dysfunctional approach to meals, body weight, and exercise. Thus, the patient with an eating disorder poses a special problem for the cognitive-behavioral therapist. A thorough psychoeducational effort and considerable patience are usually required for the formation of a collaborative empirical relationship. Also, if the therapist focuses in the beginning on problem areas that the patient clearly wants to change (e.g., low self-esteem, hopelessness, loss of interest), struggles over control of eating disorders can be avoided until there have been successful experiences in working together in therapy.

Personality Disorders

Beck and Freeman (1990) articulated a CBT approach to personality disorders that is based on a cognitive conceptualization of characterological disturbances. They suggest that the different personality types have idiosyncratic cognitions in four main areas: basic beliefs, view of self, view of others, and strategies for social interaction. For example, an individual with a narcissistic personality might believe, "I'm special ...  I'm better than the rest ...  Ordinary rules don't apply to me." This cognitive set leads to behavioral strategies such as manipulation, breaking rules, and exploiting others (Beck and Freeman 1990). In contrast, a person with a dependent personality disorder might have core beliefs such as, "I need others to survive ...  I can't manage on my own ...  I can't be happy if I'm alone." The interpersonal strategies associated with these beliefs would include efforts to cling to or entrap others (Beck and Freeman 1990).

CBT methods typically employed in treatment of affective disorders may not be successful with characterological problems (Beck and Freeman 1990). Recommendations that have been made for modifying CBT for treatment of personality disorders are summarized in Table 32-16 (Beck and Freeman 1990; Linehan 1993). The problem-oriented, structured, and collaborative empirical characteristics of CBT are retained in therapeutic work with patients who have personality disturbances, but there is an added emphasis on the therapeutic relationship. Treatment of personality disorders with CBT may take considerably longer than therapy of more circumscribed problems such as depression or anxiety. Patients with personality disturbances have deeply ingrained schemas that are unlikely to change within the short-term format used for other disorders. When the course of therapy lengthens, there is a greater chance for development of transference and countertransference reactions. In CBT, transference is viewed as a manifestation of underlying schemas. Therefore, transferential phenomena are recognized as opportunities for examining and modifying core beliefs.

An individualized case conceptualization is used. This formulation includes hypotheses on the role of maladaptive schemas in symptom production. Consideration also is given to the influences of parent-child conflicts, traumatic experiences, and the current social network on cognitive and behavioral pathology. Patients with personality disorders often have significant real-life problems, including severely disturbed interpersonal relationships and pronounced social skills deficits.

Although an ultimate goal of treatment is to modulate ineffective or maladaptive schemas, initial efforts (using procedures such as behavioral techniques or thought recording) may be directed at more readily accessible targets such as increasing self-efficacy or decreasing dysphoric mood. Self-monitoring, self-help exercises, and the structuring procedures used in CBT help prevent excessive dependency. However, patients with character disorders (especially those with borderline, narcissistic, or dependent personalities) are prone to have excessive expectations, to be overly demanding, or to exhibit manipulative behavior. Thus, the cognitive therapist needs to set firm but reasonable limits and to help the patient articulate realistic treatment goals (Beck and Freeman 1990).

Table 32-16. Modifications of cognitive-behavior therapy for personality disorders

Pay special attention to the therapeutic relationship.

Attend to one's own (the therapist's) cognitive responses and emotional reactions.

Develop an individualized case conceptualization (including an assessment of the impact of developmental experiences, significant traumas, and environmental stresses).

Place an initial focus on increasing self-efficacy.

Use behavioral techniques, such as rehearsal and social skills training, to reverse actual deficits in interpersonal functioning.

Set firm, reasonable limits.

Set realistic goals.

Anticipate adherence problems.

Review and repeat treatment interventions.

Adherence to treatment recommendations can be another problem in CBT of personality disorders. The therapist can use procedures such as Socratic questioning or schema identification to uncover the reasons for nonadherence and help the patient follow through with homework assignments or other therapeutic work. Reviewing and repeating treatment interventions is another important component of CBT for personality disorders. Considerable patience and persistence are required from the therapist as efforts are made to help the patient reverse chronic, deeply embedded psychopathology.

Dialectical behavior therapy (DBT) is a specialized form of CBT developed by Linehan (1993) and others for treatment of borderline personality disorder. DBT employs cognitive and behavioral methods in addition to acceptance strategies derived from Zen teaching and practice. Therapy with DBT is long term and involves repeated behavioral analysis, behavioral skills instruction, contingency management, cognitive restructuring, exposure interventions to reduce avoidance and dysfunctional emotions, and mindfulness training. DBT has been used successfully in borderline patients with suicidal behavior and substance abuse (Linehan et al. 1991, 1999, 2006).

Psychosis

Adjunctive CBT is useful in treating psychotic illnesses. Although biological treatments are the accepted form of therapy for psychotic patients, several randomized controlled trials have demonstrated that CBT can reduce symptoms in patients who have residual symptomatology after stabilization on medication. It has also been observed that cognitive psychotherapy can help psychotic individuals understand their disorders, adhere to treatment recommendations, and develop more effective psychosocial functioning (Kingdon and Turkington 2005).

In CBT of patients who have psychotic symptoms, the therapist conveys that maladaptive cognitions and reactions to life stress may interact with biological factors in the expression of the illness. Therefore, attempts to develop more adaptive cognitions or to learn how to cope better with environmental pressures can assist with efforts toward managing the disorder. During the early part of therapy with a psychotic patient, there is a strong emphasis on building a therapeutic alliance. The therapist tries to normalize and destigmatize the condition (Wright et al. 2009), and explains the rationale for antipsychotic medication in combination with CBT. Attempts may be made to stimulate hope by modifying a patient's intensely negative cognitions about the illness or its treatment (e.g., "I'm to blame ...  Nothing will help ...  Drugs don't work."). Usually, work on examining hallucinations or delusions directly is delayed until a solid therapeutic relationship has been established. However, efforts are made to reverse delusional self-destructive cognitions as early as possible in the treatment process.

Reality testing is performed in a gentle, nonconfrontational manner. Usually delusions with the lowest level of conviction are targeted first. The therapist uses guided discovery as a major intervention, but also may help the patient to record and change distorted automatic thoughts or perform examining the evidence exercises. Behavioral techniques such as activity scheduling, graded task assignment, and social skills training also are used with psychotic patients. These procedures can be used to provide needed structure or to teach adaptive behaviors. Negative symptoms are typically approached slowly in a manner that gives consideration to the difficulty of changing this manifestation of psychotic disorders (Kingdon and Turking-ton 2005). Other components of the CBT approach to psychotic disorders may include 1) use of CBT techniques that enhance medication adherence, 2) identification of potential triggers for symptom exacerbation, 3) development of cognitive and behavioral strategies to manage stressful life events, and 4) implementation of family and/or group therapy applications of CBT (Wright et al. 2009).

Bipolar Disorder

CBT methods for bipolar disorder focus primarily on attempts to help patients understand and cope with a disease that is thought to have strong genetic and biological influences. Basco and Rush (2005) recommend extensive psychoeducation, in addition to techniques such as mood graphing and symptom summary worksheets. The latter interventions are used to assist patients in recognizing early signs of a mood swing and then devising methods to reduce the risk of cycling into a full depression or mania. For example, a person who notes that decreased sleep typically heralds the onset of a manic episode might be coached on cognitive-behavioral strategies for improving sleep patterns, or a patient who recognizes that pressured activity and distractibility often progress to more severe symptoms of mania may practice cognitive-behavioral methods for slowing down and staying focused on productive task completion. Medication adherence is another important goal of CBT for bipolar disorder (Basco and Rush 2005). Dysfunctional cognitions about medication can be modified with CBT, and behavioral interventions, such as reminder systems and behavioral plans to overcome obstacles to adherence, can be used.

Treatment of depressive episodes in bipolar disorder utilizes many of the same interventions described for CBT of major depression. Typically, CBT is not used as a mainstay of treatment for severe mania when persons are markedly agitated or grossly psychotic. Instead, the CBT effort is greater when symptoms are less extreme and the patient can concentrate on the work of therapy. The overall goals of CBT for bipolar disorder are to lower symptoms of both depression and mania, improve psychosocial functioning, gain stress management skills, and reduce the risk for relapse.

Learning Cognitive-Behavior Therapy

Psychiatry residents are now required to achieve competency in CBT before completing their training, and many other mental health disciplines are emphasizing CBT training in their educational programs. Also, clinicians who have previously completed their training without special emphasis on CBT may be interested in gaining expertise in this approach. Although there are many ways to receive training in CBT and to achieve competency, typical programs include at least 1 year of educational experiences with a series of didactic presentations, readings, video and role-play illustrations, and supervision.

The Beck Institute (www.beckinstitute.org) offers an extramural fellowship for clinicians who do not have CBT training available locally and wish to enter an intensive CBT educational program. A number of other centers for CBT have been established throughout the world to provide clinical service and training (listed in Wright et al. 2006). Workshops on CBT are offered at annual meetings of the American Psychiatric Association, the American Psychological Association, the Association for Behavioral and Cognitive Therapies, and others.

Basic textbooks used for training in CBT include Learning Cognitive-Behavior Therapy: An Illustrated Guide (Wright et al. 2006), which includes a DVD with demonstrations of CBT methods; Cognitive Behavior Therapy: Basics and Beyond (J.S. Beck 2011); and Cognitive Behavioral Therapy for Clinicians (Sudak2006). Other recommended readings and Web sites are provided at the end of this chapter. The Academy of Cognitive Therapy has an especially useful Web site (www.academyofct.org) with a "training corner" for those interested in learning CBT.

Effectiveness of Cognitive-Behavior Therapy

CBT has been investigated in many carefully designed outcome trials that have documented the effectiveness of this treatment approach. The most intensive research has been directed at CBT of depression and anxiety disorders. There has also been a steady increase in investigations of CBT for OCD, PTSD, eating disorders, psychosis, bipolar disorder, and other conditions. More than 350 randomized controlled trials of CBT have been completed (Butler et al. 2006). Our focus here is on providing a brief overview of outcome research.

Several meta-analyses of the early outcome studies of depression documented that CBT was, at the least, as effective as other proven treatments for depression, including antidepressant pharmacotherapy (DeRubeis et al. 1999; Dobson 1989; Gaffan et al. 1995; Robinson et al. 1990). These findings have been upheld by meta-analyses that have included newer studies (Cuijpers et al. 2011; Driessen and Hollon 2010). Among the more recent studies, a two-center trial conducted at the University of Pennsylvania and Vanderbilt University (DeRubeis et al. 2005) is particularly noteworthy because the study was limited to patients with moderate to severe depressive symptoms. DeRubeis et al. (2005) found CBT to be as effective as a two-drug sequential algorithm across 16 weeks of therapy. Although the weight of evidence indicates that CBT and antidepressant pharmacotherapy are comparably effective as acute phase therapies, results of several investigations indicate that CBT has more durable effects for at least 1 year after termination of acute phase therapy (see Vittengl et al. 2007). This finding was fully replicated in the more recent University of Pennsylvania-Vanderbilt University collaboration (Hollon et al. 2005), in which acute phase CBT had sustained efficacy comparable to continuation pharmacotherapy. CBT also has been modified to address residual symptoms of depression in patients who did not respond fully to antidepressants (Fava et al. 1996; Paykel et al. 1999) and used as either a focused course of sequential therapy (Fava et al. 1998) or an 8-month continuation therapy (Jarrett et al. 2001) to prevent recurrent depression.

CBT likewise has been found to be an effective therapy for anxiety disorders (Butler et al. 2006). Especially strong evidence has been collected to support the utility of CBT and related therapies in treatment of panic disorder. Two major forms of therapy have been developed: panic control treatment (PCT)—a combination of relaxation training, cognitive restructuring, and exposure (Barlow and Cerney 1988)—and focused cognitive therapy—a more cognitively oriented treatment that uses exposure but places less emphasis on behavioral interventions than does PCT (Beck et al. 1985a). In the largest study of PCT conducted to date, Barlow et al. (2000) found its short-term effects comparable to those of imipramine; both active interventions were significantly more effective than a double-blind pill placebo-clinical management condition. The combination of CBT and imipramine demonstrated a modest advantage over the mono-therapies. Following termination of treatment, patients treated with PCT had more durable responses than those withdrawn from imipramine. In one of the larger studies of Beck's model of CT in panic disorder, the treatment was contrasted to relaxation training, imipramine, and a waitlist control (Clark et al. 1994). All three active treatments were superior to the control condition, but CBT led to greater reductions in anxiety levels, catastrophic cognitions, and frequency of panic attacks. CBT also has been found to be an effective option for helping patients with panic disorder to discontinue benzodiazepines and for helping those who had failed to respond to antidepressant or anxiolytic medications (Heldt et al. 2006).

Other studies have demonstrated that CBT is an effective treatment for generalized anxiety disorder (Butler et al. 1991; Durham et al. 1994; Linden et al. 2005) and social anxiety disorder (Clark et al. 2003; Davidson et al. 2004; Gelernter et al. 1991; Heimberg et al. 1990; Hope et al. 1995).

Exposure and response prevention, a treatment that is primarily behavioral in focus, is the best-established therapy for OCD, either alone or (more typically) combined with CBT in comprehensive treatment packages (James and Blackburn 1995; Salkovskis and Westbrook 1989; Simpson et al. 2006).

Similarly, PTSD has also been shown to be responsive to CBT (Foa et al. 2005; McDonagh et al. 2005).

A large number of experimental trials have found that CBT significantly improves the symptoms of bulimia nervosa, with complete remission observed in at least 50% of cases (e.g., Mitchell et al. 1996; Ricca et al. 2000; Wilson and Shaf-ran 2005).

There has been a growing interest in studying the use of adjunctive CBT for schizophrenia and related psychotic disorders (Freeman 2011; Tarrier 2010). In one meta-analysis of 34 studies (Wykes et al. 2008), the average effect was 0.4, and significant effects were observed on both positive and negative symptoms.

Fewer studies have evaluated the efficacy of CBT in the longer-term treatment of bipolar disorder and have yielded both positive (Ball et al. 2006; Lam et al. 2003; Miklowitz et al. 2007) and negative/failed (Parikh et al. 2012; Scott et al. 2006) results. In the study by Scott et al. (2006), the effects of CBT were moderated by patients' past number of episodes, with a beneficial effect among the patients who had experienced few prior episodes, but a worse effect among those with many prior episodes.

A substantial amount of research has been completed on the utility of CBT for a wide range of other disorders. Although a review of studies is beyond the scope of this chapter, it is accurate to say that CBT has become a major treatment option for a number of conditions in behavioral medicine, including chronic pain (Wetering et al. 2010), insomnia (Smith et al. 2002), chronic fatigue syndrome (Malouff et al. 2008), and psycho-physiological disorders (Sensky 2004). When viewed within a broader framework of CBT, relapse prevention strategies have become one of the best-studied psychological treatments for substance abuse disorders (Carroll and Onken 2005), and DBT (Linehan 1993) is one of the few empirically validated treatments for borderline personality disorder (Kliem et al. 2010).

Conclusion

CBT is a system of psychotherapy that is linked philosophically with a long tradition of viewing cognition as a primary determinant of emotion and behavior. The theoretical constructs of CBT are supported by a large body of experimental findings regarding dysfunctional information processing and maladaptive behavior in psychiatric disorders. In clinical practice, CBT is usually short term, problem oriented, and highly collaborative. Therapists and patients work together in an empirical style, seeking to identify and modify maladaptive patterns of thinking. Behavioral techniques are used to uncover distorted cognitions and to promote more effective functioning. Also, psychoeducational procedures and homework assignments help reinforce concepts learned in therapy sessions. The goals of CBT include both immediate symptom relief and the acquisition of cognitive and behavioral skills that will decrease the risk for relapse.

The efficacy of CBT for depression, anxiety disorders, eating disorders, and other conditions has been established in a wide range of outcome studies. Detailed treatment manuals or other guidelines for therapy have been described for most psychiatric illnesses.

CBT has evolved into one of the major psychotherapeutic orientations in modern psychiatric treatment. Future challenges for this therapy model include study of the relative importance of treatment components, detailed examination of predictors for outcome, elucidation of the interface between biological and cognitive processes, and incorporation of new developments in computer-assisted learning. The empirical nature of CBT should promote further exploration of the potential uses for this treatment approach.

Key Clinical Points

 

 

* Dr. Wright is a stockholder in Mindstreet and Empower Interactive, developers of software for computer-assisted CBT. Dr. Beck receives royalties from sales of the "Good Days Ahead" software for computer-assisted CBT discussed in this chapter.

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Wright JH, Basco MR, Thase ME: Learning Cognitive-Behavior Therapy: An Illustrated Guide (Core Competencies in Psychotherapy Series; Gabbard GO, series ed). Washington, DC, American Psychiatric Publishing, 2006

Wright JH, Turkington D, Kingdon D, et al: Cognitive-Behavior Therapy for Severe Mental Illness. Washington, DC, American Psychiatric Publishing, 2009

Wright JH, Sudak D, Turkington D, et al: High-Yield Cognitive-Behavior Therapy for Brief Sessions: An Illustrated Guide. Washington, DC, American Psychiatric Publishing, 2010

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Suggested Readings

Barlow DH, Cerney JA: Psychological Treatment of Panic. New York, Guilford, 1988

Basco MR, Rush AJ: Cognitive-Behavioral Therapy for Bipolar Disorder. New York, Guilford, 2005

Beck AT, Freeman A: Cognitive Therapy of Personality Disorders. New York, Guilford, 1990

Beck AT, Rush AJ, Shaw BF, et al: Cognitive Therapy of Depression. New York, Guilford, 1979

Beck AT, Emery GD, Greenberg RL: Anxiety Disorders and Phobias: A Cognitive Perspective. New York, Basic Books, 1985

Beck AT, Wright FD, Newman CF, et al: Cognitive Therapy of Substance Abuse. New York, Guilford, 1993

Beck JS: Cognitive Behavior Therapy: Basics and Beyond, 2nd Edition. New York, Guilford, 2011

Clark DA, Beck AT, Alford BA: Scientific Foundations of Cognitive Theory and Therapy of Depression. New York, Wiley, 1999

Clark DM, Fairburn CG (eds): Science and Practice of Cognitive Behavior Therapy. New York, Oxford University Press, 1997

Fairburn C, Brownell K (eds): Eating Disorders and Obesity: A Comprehensive Handbook, 2nd Edition. New York, Guilford, 2002

Kingdon D, Turkington D: Cognitive Therapy for Schizophrenia. New York, Guilford, 2005

Linehan MM: Cognitive-Behavioral Treatment of Borderline Personality Disorder. New York, Guilford, 1993

Mahoney MJ, Freeman A (eds): Cognition and Psychotherapy. New York, Plenum, 1985

Meichenbaum DB: Cognitive-Behavior Modification: An Integrative Approach. New York, Plenum, 1977

Reinecke MA, Dattilio FM, Freeman A (eds): Cognitive Therapy With Children and Adolescents: A Casebook for Clinical Practice, 2nd Edition. New York, Guilford, 2003

Salkovskis PM (ed): Frontiers of Cognitive Therapy. New York, Guilford, 1996

Wilkes TCR, Belsher G, Rush AJ, et al: Cognitive Therapy for Depressed Adolescents. New York, Guilford, 1994

Wright JH, Basco MR, Thase ME: Learning Cognitive-Behavior Therapy: An Illustrated Guide (Core Competencies in Psychotherapy Series; Gabbard GO, series ed). Washington, DC, American Psychiatric Publishing, 2006

Wright JH, Turkington D, Kingdon D, et al: Cognitive-Behavior Therapy for Severe Mental Illness: An Illustrated Guide. Washington, DC, American Psychiatric Publishing, 2009

Wright JH, Sudak D, Turkington D, et al: High-Yield Cognitive-Behavior Therapy for Brief Sessions: An Illustrated Guide. Washington, DC, American Psychiatric Publishing, 2010

Online Resources

Academy of Cognitive Therapy: www.academyofCT.org

American Psychiatric Publishing (for downloading of worksheets from Learning Cognitive-Behavior Therapy: An Illustrated Guide, by Wright JH, Basco MR, Thase ME): www.appi.org

Association for Behavioral and Cognitive Therapies: www.abct.org

Beck Institute: www.beckinstitute.org

British Association for Behavioural and Cognitive Psychotherapies: www.babcp.com

Empower Interactive (for computer-assisted CBT software): www.empower-interactive.com

International Association for Cognitive Psychotherapy (IACP): www.cognitivetherapyassociation.org